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High-Efficiency Filtration: The Role of HEPA and ULPA Filters in Lab Safety

HEPA and ULPA both play pivotal roles in ensuring the protection of personnel and product

Written byDan Scungio, MT (ASCP), SLS, CQA (ASQ)
| 5 min read
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Maintaining a contaminant-free environment is paramount for labs. Central to this endeavor are high-efficiency particulate air (HEPA) and ultra-low penetration air (ULPA) filters, which serve as the frontline defense against airborne particulates. Understanding the distinctions between these filters, their applications, and their integration into biological safety cabinets (BSCs) is essential for ensuring both personnel and product protection.

HEPA vs ULPA: A comparative analysis

Filters in a biological safety cabinet are designed to remove airborne particulates before the air is returned to the workspace. That airborne material could be pathogenic spores, bacteria, or even viruses. The filters do have limits; for instance, they do not protect the user from harmful vapors. If hazardous drugs or chemicals are handled, the use of a chemical fume hood should be considered.

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HEPA filters have long been the cornerstone of laboratory air filtration systems. Designed to capture at least 99.995 percent of airborne particles measuring 0.3 micrometers in diameter, they effectively trap contaminants such as dust, pollen, mold, and bacteria. The efficiency of HEPA filters stems from a combination of diffusion, interception, inertial impaction, and electrostatic attraction mechanisms, which collectively ensure that particles are effectively captured and retained. ULPA filters also use these mechanisms to trap particulates.

  • Diffusion: Airborne matter is spread out in the filter because small particles are bombarded with larger air molecules. The particles become trapped in the filter fibers when the air molecules push them over the surface of the filter. 
  • Interception: The fibrous material of the filter casts a wide net in which larger particles get trapped simply because of their size.
  • Inertial Impaction: Some larger airborne particles lose energy and become inert such that they are unable to move past the fibers of the filter. 
  • Electrostatic Attraction: The fibrous material of a filter has a slight electrostatic charge. Any remaining small free-floating particles with their own slight charge will be drawn out of the airstream and embedded into the filter. 

ULPA filters have been around since the 1970s. Like HEPA filters, ULPA construction is comprised of small strands of crossed and pleated glass fibers. Both filters are designed to catch airborne particles, but that’s where their similarities end. HEPA filters were developed for several industrial, military, and government applications, and they work best where airborne particulate matter is constant. Today, they are even used in common household items like room purifiers and vacuum cleaners. ULPA filters were created after years of research in order to create an even higher level of indoor air cleaning.

HEPA filters have long been the cornerstone of laboratory air filtration systems.

ULPA filters take filtration efficiency a step further. Capable of capturing 99.9995 percent of particles as small as 0.12 micrometers, ULPA filters offer an added layer of protection, especially in environments where even the smallest contaminants can pose significant risks. This heightened efficiency is particularly beneficial in settings that demand utmost sterility and particulate control.

While both HEPA and ULPA filters are designed to maintain clean air environments, there are some important factors to weigh before deciding which filter to use:

Airflow dynamics: Because the media of ULPA filters is dense, there is an increased resistance to airflow, potentially affecting the performance of ventilation systems. The use of these filters can negatively affect the lifespan of a BSC. This necessitates careful consideration when planning equipment purchases for the laboratory.

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Cost considerations: Due to their enhanced filtration capabilities and more intricate manufacturing processes, ULPA filters are generally more expensive than their HEPA counterparts. HEPA filters in a BSC can last between five and 15 years before needing to be replaced. Because they tend to capture more materials, ULPA filters only last five to eight years at most. 

Applications of ULPA filters in laboratory settings

Generally, HEPA filters would suffice for most labs. ULPA filters are predominantly used in environments where maximum contamination control is critical to product quality. In pharmaceutical laboratories, for instance, it is important to ensure the sterility of the products handled. ULPA filters help maintain aseptic conditions during production. Similarly, when manufacturing semiconductors, the presence of microscopic particles can compromise the integrity of the components. ULPA filters provide the necessary air purity to prevent such issues. In biomedical research facilities, there may be research involving highly sensitive assays or the cultivation of delicate cell lines that demand ULPA filtration. 

Biological safety cabinets: Integrating filtration for protection

Biological safety cabinets (BSCs) are essential fixtures in laboratories handling infectious agents or hazardous biological materials. These cabinets are designed to provide protection for lab personnel by shielding workers from exposure to potentially harmful airborne agents. BSCs also protect the products being handled by preventing the contamination of samples and reagents. BSCs also offer environmental protection. Using a BSC ensures that hazardous agents do not escape into the surrounding environment.

The effectiveness of a BSC is heavily reliant on its filtration system. Class II BSCs, used in many laboratories, are equipped with HEPA filters to purify both the inflow and downflow air, maintaining a sterile work zone and protecting both the user and the environment. In scenarios where an added level of protection is required, ULPA filters may be employed, especially in cabinets designed for handling highly infectious or hazardous materials.

The regulatory requirements of filtration

If your lab works with hazardous chemicals, infectious agents, or sensitive electronic components, air filtration is a non-negotiable part of your safety program. Regulatory agencies like OSHA, the CDC, and the EPA, along with industry-specific standards from the FDA or USP, require air control measures to protect workers, products, and the environment.

HEPA and ULPA filters serve as the frontline defense against airborne contaminants. Biosafety cabinets (BSCs) used in microbiological labs rely on filters to trap bacteria, viruses, and other particulates, protecting both laboratory personnel and the external environment. The CDC’s Biosafety in Microbiological and Biomedical Laboratories (BMBL6) guidelines emphasize filtration for containment.

The United States Pharmacopeia (USP) developed a set of mandatory guidelines for handling hazardous drugs in healthcare settings. The USP 797 and USP 800 standards require HEPA filtration for sterile drug compounding to prevent contamination. ULPA filters are used in advanced cleanrooms where ultra-clean environments are mandatory.

OSHA’s laboratory standard (29 CFR 1910.1450) requires proper ventilation and containment when handling hazardous chemicals. HEPA filtration in ductless fume hoods ensures airborne toxins are captured and not released into the lab.

If your lab works with hazardous chemicals, infectious agents, or sensitive electronic components, air filtration is a non-negotiable part of your safety program.

To stay compliant with these regulations, labs must perform regular inspections, certification, and replacement of filters. A clogged or damaged filter can mean a non-compliant—and unsafe—work environment. Annual or biannual testing of BSCs and HVAC systems is crucial to maintaining effectiveness.

The future of lab filtration

Filtration technology isn’t standing still. Researchers and manufacturers are actively developing new solutions to enhance performance, efficiency, and sustainability. Here are some key advancements shaping the future of HEPA and ULPA filtration:

  • Self-cleaning filters: Emerging nanotechnology is leading to filters that can regenerate or self-clean, reducing the frequency of replacements and lowering waste output. These filters are already used in water treatment and environmental protection industries.
  • Lower-energy HEPA filtration: Advancements in air circulation systems and filter media are improving airflow efficiency and decreasing the energy burden on laboratory HVAC systems.
  • Antimicrobial and smart filters: Some filters now incorporate antimicrobial coatings to prevent microbial growth, a crucial feature in biosafety applications. Smart filters with sensors can detect when airflow is compromised, providing real-time alerts for maintenance. This technology is now being used in the manufacture of new homes.
  • Reusable and recyclable filters: Used filters contaminated with biohazards or hazardous chemicals must be disposed of as regulated waste, contributing to landfill accumulation. Research is pushing for filters that can be safely decontaminated and reused, reducing disposal concerns and operational costs.

As filtration technology continues to evolve, labs will need to adapt their safety programs to incorporate new, more sustainable solutions while maintaining compliance with regulatory requirements.

The choice between HEPA and ULPA filters hinges on the specific requirements of the laboratory environment. While HEPA filters offer robust protection suitable for many applications, ULPA filters provide enhanced filtration for scenarios where even the smallest particulate contamination cannot be tolerated. Integrating these filters into biological safety cabinets, coupled with stringent operational protocols, fortifies the laboratory's defense against contamination, ensuring the safety of personnel, the integrity of products, and the protection of the environment.

By staying informed about the capabilities and appropriate applications of HEPA and ULPA filters, laboratory professionals can make educated decisions that uphold the highest standards of safety and efficacy in their workspaces.

About the Author

  • Dan Scungio, MT (ASCP), SLS, CQA (ASQ), has over 25 years of experience as a certified medical technologist and a bachelor’s degree in medical technology from the State University of New York at Buffalo. As a laboratory safety consultant and a safety officer, Dan provides on-site education and safety training for labs of all sizes with a mission to help organizations create safety savvy laboratories. View Full Profile

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